Important Disclosures

Regulatory disclosures, risk factors, and important information about our services

SEBI Registered Investment Advisor

Plus91 Research is registered with the Securities and Exchange Board of India (SEBI) as an Investment Advisor under Registration Number [Registration Number]. This registration does not guarantee performance or returns on investments.

Service-wise Disclosure Documents

Download regulatory disclosure documents organized by our service offerings:

Registered Investment Advisor (RIA) Service

SEBI Registration: [Registration Number]

Investor Charter

SEBI mandated charter outlining investor rights, responsibilities, and grievance redressal mechanism.

Complaints Data

Summary of complaints received, resolved, and pending as per SEBI disclosure requirements.

Portfolio Management Service (PMS)

SEBI registration in progress. Disclosure documents will be available upon launch.

Coming Soon

Note: These documents are updated periodically as per SEBI guidelines. The latest versions are always available for download on this page. New service disclosures will be added as we expand our offerings.

Investment Risks

  • All investments are subject to market risks and past performance does not guarantee future results
  • Equity investments are particularly volatile and can result in significant losses
  • Sectoral and thematic investments carry concentration risk
  • Small and mid-cap stocks are more volatile than large-cap stocks
  • Currency fluctuations may affect returns for international investments

Regulatory Compliance

  • Plus91 Research is registered with SEBI as an Investment Advisor
  • Our services are regulated under SEBI (Investment Advisers) Regulations, 2013
  • We maintain professional indemnity insurance as required by regulations
  • All client information is kept confidential as per regulatory requirements
  • Regular compliance audits are conducted by independent parties

Conflict of Interest

  • We do not receive any commission or brokerage from recommended investments
  • Our only source of income is advisory fees paid directly by clients
  • We may hold positions in stocks we recommend (disclosed separately)
  • We do not engage in proprietary trading that conflicts with client interests
  • All potential conflicts are disclosed transparently to clients

Additional Legal Disclosures

Performance Disclaimers

  • • Past performance is not indicative of future results
  • • Hypothetical performance may not reflect actual trading results
  • • Model portfolios may differ from actual client portfolios
  • • Performance figures are gross of taxes and transaction costs
  • • Individual results may vary based on timing and market conditions

Service Limitations

  • • Research is based on publicly available information
  • • We do not guarantee accuracy of third-party data
  • • Market conditions can change rapidly affecting recommendations
  • • Advisory services are subject to our terms and conditions
  • • Clients should consult tax advisors for tax implications

Regulatory Framework

Governing Regulations

Our services are governed by the following regulations:

  • SEBI (Investment Advisers) Regulations, 2013
  • SEBI (Prohibition of Fraudulent and Unfair Trade Practices) Regulations, 2003
  • Securities Contracts (Regulation) Act, 1956
  • Companies Act, 2013
  • Prevention of Money Laundering Act, 2002

Client Protection Measures

  • Segregation of client assets and advisor assets
  • Professional indemnity insurance coverage
  • Regular compliance monitoring and reporting
  • Grievance redressal mechanism
  • Audit trail maintenance for all transactions and advice

Market Data and Information

Data Source Disclaimer

Market data and financial information are sourced from third-party providers including stock exchanges, Bloomberg, Reuters, and company filings. While we strive for accuracy, we cannot guarantee the completeness or timeliness of this information.

Real-time Data

  • • Market data may be delayed by up to 15 minutes
  • • Exchange rates updated periodically throughout the day
  • • Corporate actions reflected after official announcements

Research Reports

  • • Based on latest available financial statements
  • • Assumptions and estimates subject to change
  • • Third-party research used with appropriate attribution

Grievance Redressal

For any complaints or grievances regarding our services, please contact our Compliance Officer:

Compliance Officer

Email: support@plus91.co

Phone: +91 99307 95667

Response Time: Within 30 days

If unsatisfied with our response, you may escalate to SEBI through SCORES portal